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Last Updated on May 12th, 2005

DRUG TESTING ADVISORY BOARD

OPEN SESSION

June 3, 2003

Agenda Item: Welcome

MR. STEPHENSON (Chair): Good morning. This is the open session of the Drug Testing Advisory Board meeting. This is going to be a fairly abbreviated meeting. I apologize to any of the folks who had to come in from out of town for this, but we tried to make sure that everything that we could put together here would be available for you today. We are going to have an added treat. We are going to talk a little bit about a new product and a resource that is going to be available right now, and this might be kind of a coming out party for it. We will save that for just a little later.

I ask that everybody sign in so we know who is here. If there is anyone who would like to make a public comment, please notify one of our representatives so we can account for time before the end of the public session.

Agenda Item: HHS UPDATE

MR. STEPHENSON: For this session, the HHS update is going to be fairly abbreviated, and it's not because we don't have a lot to talk about. It's because we are not in a position yet to be able to discuss revisions to our Mandatory Guidelines. I can tell you that the documentation has been prepared, it has been submitted at our Department level for internal review, and is in the process of incorporating final comments that have come back from all the operating divisions within the Department. We are not in a position to share the document in public session at this time and we do not have an exact time for its release for public comment, but it is definitely getting closer. We have a new or a pending replacement contract for the national laboratory certification contract. We anticipate that this will -- I do not know how many of you saw a copy of the statement of work and anything that was written down or understand what's out there - but there is a huge increase in the types and complexity of tasks that are contemplated under this new contract and that there will be funding for. An award is pending. There will be negotiations and a process of review that still is pending, but we certainly expect to have a contract negotiated and awarded some time between mid-July and mid-August. Any better than that I can't tell you. Wishfully, I'd like to see it in mid-July. Realistically, it will probably happen some time after the 1st of August. But that means that there will be resources available to do expanded performance testing (PT) work and a number of other tasks associated, everything from MRO-related issues to collection site issues and so forth. I do not believe the people that are going to have to do the work are necessarily looking forward to it because it is going to be a lot of tough work. But it is going to be something that is going to give us some new resources that we have not had available in the past. We just have not had the funds to do everything that needed to be done or necessarily all of the flexibility in our contracting process to do it, but that is due to change very soon.

Agenda Item: DOT UPDATE

MR. SHATINSKY (DOT): We have two issues that we just wanted to present to the Board. First, the issue of the Health Insurance Portability and Accountability Act (HIPAA). We received many phone calls regarding HIPAA and its impact on the drug testing program within the Department of Transportation, as well of course as the non-regulated sector. We spent quite some time taking a look at the regulations.

We dealt with the HHS point of contacts to develop the regulations, and basically the bottom line on the HIPAA issue is that this does not affect DOT transportation federal drug testing. Two main reasons. One is, although in the preamble I believe in the HIPAA regulations it did mention drug testing as being a test which they accepted as a medical test, our feeling basically was that it's not a diagnostic test; it's a test that's designed for in a sense pre-employment or employment qualification and safety-related. It's not for diagnostic purposes. The second issue had to do with the fact that in the rule it did say that if something is required, release of information is required by regulation or by law, then it's exempt from having to have a release signed by the individual. And, of course, most of the processes that we have set up under DOT are mandated by regulation.

Specifically, for example, the release by a laboratory of the results to the MRO, the release of the information by the MRO to the employer or to another physician, and so on. Substance abuse professionals is another group that basically comes up and asks this question, and we require them to release certain information to the employer.

Basically we decided that these are mandatory requirements and are not covered by the HIPAA rule. We did develop a question and answer document that was published on May 3rd, and it is on our web site. I do have about 15 or 20 copies here if anybody's interested.

The interesting thing that I just want to leave with the Board is that we are getting calls from the industry asking what's the impact of HIPAA on the non-regulated testing. Of course, we cannot really tell them that. We have no idea. It's outside of our purview. But that's going to be something that's going to be probably driving the industry to a certain degree in the very near future.

Second issue that we had -- and again, most of you are aware of this problem -- is that last week on May 28th we published an interim final rule related to how to treat substituted specimens in a certain category. Most of you know that there was some controversy regarding the cutoff levels for creatinine that identified substituted specimens. We tried to work something out with HHS and we were in the process of doing something together. We wanted to do something as two agencies in concert.

Unfortunately, we felt pressure to get something out right away, so we did publish an interim final rule. It did not affect actually anything at the laboratory level other than requesting the laboratories report quantitation on those specimens that fell below the 5 creatinine level, report the quantitations to the MRO. We have tasked the MRO's with taking those specimens that fall between 2 and 5, identifying them as dilute specimens to the employer, but also requesting that those individuals have an immediate recollection under direct observation.

Again, there were two reasons for our action. One, we felt that there were a few people out there -- and again, you were all involved in some of these discussions -- that seemed to be able to produce a specimen with a very, very low creatinine level. In order to give due process and protect these individuals until there is a specific set of criteria that's developed by HHS and us eventually, we felt that we should give these individuals some, quote unquote, "break" in that area. At the same time, we were very concerned about the safety issue and the fact that some individuals might use that to try to circumvent the system. Our best solution was to say those specimens that fell between that range of 2 and 5 would be called dilute specimens also, but would require direct observation recollection.

It seems -- it was just published. There are copies of the rule itself at the front desk and I also have some copies here if anybody wants it. We have not had any MRO's call us yet, but of course it has been only a few days.

Other than that, the only question that has come up, as I said, in this area, a couple of federal agencies have called us and said, well, we have both federal agency testing and we have DOT-mandated testing. And they were a little concerned about how to handle that because in essence there are two groups of people now that are going to be treated differently. The Federal agency individual who has a creatinine of 4 is going to be maybe tagged with a substituted specimen, whereas somebody who is a driver for a Federal agency under DOT will have that as a dilute specimen.

We of course do not have an answer to that point, but we have had a couple of Federal agencies come in and ask us. So that will be an issue that we will have to take a look at.

Are there any questions?

MR. STEPHENSON: What is interesting is when we went back and reviewed the percentage of Federal agency employees that also had some kind of dual accountability we found, out of about 1.6 million federal employees, there were probably around 10,000 that had this dual accountability issue.

I think we can say that in the luck of the draw to date we have never had a federal employee below a 5 on the creatinine issue, so it's never become a problem in the Federal agencies to date. That doesn't mean that this afternoon or tomorrow it won't happen, but to date it hasn't.

You're probably going to be lucky on both sides. As long as these are federal employees, you are probably not going to have it come up even with the lower reporting level for your standards. So that's good.

MR. SHATINSKY: Are you saying that for some reason federal employees, because they are federal employees, can urinate differently than the general population?

MR. STEPHENSON: I do not think it's that. I think the issue is that there's a lot of other issues that come into play. When you hire and look at a federal employee, that preselects individuals. Second, there's not as much testing in terms of the percentage of the total population that is out there and so the total numbers are there. You are not going to see those extreme tails in terms of the range of possibilities. We do not also have a lot of airline attendants as federal employees, the people that have that very specific work environment and so forth. Those are all issues that are out there, but we understand and we are doing everything in our power to make sure that we are able to become a single standard as soon as that is legally possible.

Is there anything else that anyone wants to talk about on DOT, any questions?

(No response)

Agenda Item: NRC UPDATE<

DR. WEST (NRC): Good morning to everyone. I'll just give a brief update of our rulemaking activities, specifically to update you on the proposed rule for fitness for duty, 10 CFR Part 26. We are continuing to move forward in this area and our current schedule would dictate that we are expecting to have a proposed rule to the Office of the Executive Director of Operations, which is one step removed from the Commission, February 27, 2004. We do have somewhat of a revised schedule.

The principal reason for a revised schedule is that we have had other competing work that the staff has been responsible for that is of a high priority for the Commission in the area of issuing orders of one kind or another. That's had an impact on having to redirect resources to accommodate this additional work.

That is our current schedule and, generally speaking, the rulemaking package is moving through the internal process. We are wrapping up the regulatory analysis, basically how much is the rulemaking effort, how much is it going to cost or how much is it going to save? That's the general topic, and of course that gets into some backfit considerations and so on.

This is roughly where we are and we are about to move the package through our internal review process as it heads toward the Commission.

Closing Comments

MR. STEPHENSON: I am going to offer the opportunity to folks that had come here with the "Get Fit, SAMHSA." This is a new web site that's been developed as a resource. Do we have the opportunity to demonstrate any of this? Has that been set up? Has anybody arrived yet with that information? (No response)

All right, we may have to do that at a later time. In fact, we will because I can't describe all the things that are on the web site nor can I animate it without having it directly linked to the Internet. That's one of the things we need to do. They are supposed to be bringing some material, so if they arrive with the materials before time for us to break then we'll do it at a different time.

At this time, I would like to ask if anyone has any public comments that they would like to make, any issues that they want to present to the group?

(No response)

All right, I think we are going for a record here of the shortest open session of the Drug Testing Advisory Board. But what I will do is, I am going to provide an extended coffee break in an opportunity for folks to talk and to have some discussions.

At this point, I would like to close the open session of the Drug Testing Advisory Board.

Whereupon, at 8:52 a.m., the open session was adjourned and the Board recessed to reconvene the same day in closed session.